ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 29-05-2025 | May | Corporate | MCX issues circular regarding Gazette Notification - Amendment to the Securities Contracts (Regulations) Rules, 1957 | CLICK HERE |
2 | 29-05-2025 | May | Corporate | MCX issues circular regarding Penalty structure on Members where Members / their Employees / Authorised Persons (APs) use their contact details for clients account opening or for existing clients | CLICK HERE |
3 | 29-05-2025 | May | Corporate | NSDL issues circular regarding SEBI circular regarding i). Process for appointment, re-appointment, termination or acceptance of resignation of specific KMPs of a MII; (ii). Cooling-off period for KMPs of an MII joining a competing MII and (iii). Provision relating to re-appointment of Public Interest Directors (PIDs) | CLICK HERE |
4 | 29-05-2025 | May | Corporate | NSDL issues circular regarding Suspension of demat accounts of existing clients whose KYC records are not found to be valid by KRAs after the validation process | CLICK HERE |
5 | 29-05-2025 | May | Corporate | BSE issues notice regarding Redemption and Switch orders in demat mode | CLICK HERE |
6 | 29-05-2025 | May | Corporate | BSE issues notice regarding Bank account details associated with the Demat account of client | CLICK HERE |
7 | 29-05-2025 | May | Corporate | BSE issues notice regarding Process for appointment, re-appointment, termination or acceptance of resignation of specific KMPs of an MII and Cooling-off period for KMPs of an MII joining a competing MII and provisions relating to re-appointment of PIDs | CLICK HERE |
8 | 29-05-2025 | May | Corporate | BSE issues notice regarding Gazette Notification issued by SEBI titled “Securities Contracts (Regulation) Amendment Rules, 2025 " - Rule 8(1)(f) and 8(3)(f) | CLICK HERE |
9 | 29-05-2025 | May | Corporate | NSE issues circular regarding Process for appointment, re-appointment, termination or acceptance of resignation of specific KMPs of an MII and Cooling-off period for KMPs of an MII joining a competing MII and provisions relating to re-appointment of PIDs | CLICK HERE |
10 | 29-05-2025 | May | Corporate | NSE issues circular regarding Norms for Internal Audit Mechanism and composition of the Audit Committee Market Infrastructure Institutions | CLICK HERE |
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